This book provides a detailed examination of the UK market abuse regime and analyses the impact and applications of the EU and UK regulations. The second edition of this well received work is updated to include important enforcement policy decisions and market abuse cases decided by the FSA and referred to theFinancial Services Markets Tribunal. INDICE: Introduction; 1: Evolving Regulation; 2: Promoting Fair Markets; 3: Defining Market Abuse; 4: Insider Dealing; 5: Market Manipulation; 6: Interpretation; 7: Scope of Coverage; 8: Judging Behaviour; 9: Enforcement Procedure; 10: Penalties; 11: Defences; 12: Hearing and Appeals; 13: Criminal Law; 14: Market Abuse Cases; 15: Overlapping US Regulation; 16: Conclusion
- ISBN: 978-0-19-953283-4
- Editorial: Oxford University
- Encuadernacion: Cartoné
- Páginas: 480
- Fecha Publicación: 18/02/2010
- Nº Volúmenes: 1
- Idioma: Inglés